Privacy Policy

Ascendor Wealth, LLC (“Ascendor Wealth”) believes it is essential that we maintain the privacy of the nonpublic personal information that you provide to us and that we obtain in connection with providing our products and services to you. 

Ascendor Wealth limits the use, collection and retention of such information to what we believe is necessary or useful to conduct our business and provide and offer you quality products and services, as well as other opportunities that may be of interest to you. Information collected may include, but is not limited to name, address, telephone number, tax identification number, date of birth, employment status, annual income and net worth. We maintain physical, electronic and procedural safeguards that comply with state and federal standards to guard your nonpublic personal information. 

In providing products and services to you, we collect nonpublic personal information about you from the following sources: 

1. Information we receive from you on applications or other forms (e.g. investment/insurance applications, new account forms, and other forms and agreements); 

2. Information about your transactions with us, our affiliates (Maverick Law, Summit Estate and Tax Law and Ascendor Accounting, LLC) or others (e.g. broker /dealers, clearing firms or other chosen investment sponsors); and 

3. Information we receive from consumer reporting agencies (e.g. credit bureaus), as well as other various materials we may use to put forth an appropriate recommendation, or to fill a request. 

Ascendor Wealth places strict limits on who receives specific information about your account(s) and other personally identifiable data. As a rule, we do not disclose nonpublic personal information we collect to others. However, because we rely on certain third parties for services that enable us to provide our advisory services to you, such as our attorneys, auditors, accountants, other consultants, brokers, and custodians who, in the ordinary course of providing their services to us, may require access to information, we may share non-public personal information with such third parties. Additionally, we will share such information where required by legal or judicial process, such as a court order, or otherwise to the extent permitted under the state and federal privacy laws. 

We may also disclose such information to others as permitted by your Investment Advisory Agreement with Ascendor Wealth or upon your instructions below listing applicable persons. You may amend this provision and/or rescind your request at any time in writing. If you decide to close your account(s) or become an inactive client, we will continue to adhere to the privacy policies and practices as described in this notice. 

Ascendor Wealth reserves the right to change these Privacy Policies, and any of the policies or procedures described above, at any time without prior notice. However, you will be promptly provided with a current copy of our privacy notice upon material changes or upon request. So long as you remain an active client, you will receive a current copy of our privacy notice at least annually. These Privacy Policies are for general guidance and do not constitute a contract or create legal rights, and do not modify or amend any agreements we have with you. 

If you have questions about this privacy policy please call your individual Investment Advisor Representative